AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 5,257 Value ($000) $2,578 Avg Close $473.82 Range $431.13 - $507.00

Q3 2025

Shares 6,962 Value ($000) $3,420 Avg Close $510.14 Range $480.74 - $544.82

Q2 2025

Shares 11,475 Value ($000) $6,125 Avg Close $490.23 Range $392.21 - $530.79

Q1 2025

Shares 11,983 Value ($000) $5,801 Avg Close $518.64 Range $464.12 - $574.69

Q4 2024

Shares 13,064 Value ($000) $6,956 Avg Close $526.39 Range $458.76 - $569.70

Q3 2024

Shares 27,169 Value ($000) $12,764 Avg Close $426.54 Range $379.75 - $464.25

Q2 2024

Shares 24,576 Value ($000) $10,499 Avg Close $418.45 Range $392.60 - $437.77

Q1 2024

Shares 25,615 Value ($000) $11,231 Avg Close $390.78 Range $358.83 - $430.67

Q4 2023

Shares 22,692 Value ($000) $8,619 Avg Close $333.50 Range $297.44 - $373.80

Q3 2023

Shares 20,551 Value ($000) $6,775 Avg Close $330.58 Range $314.84 - $345.96

Q2 2023

Shares 16,915 Value ($000) $5,618 Avg Close $296.47 Range $269.13 - $323.39

Q1 2023

Shares 15,794 Value ($000) $4,841 Avg Close $314.59 Range $264.55 - $343.76

Q4 2022

Shares 11,454 Value ($000) $3,566 Avg Close $291.87 Range $240.12 - $325.25

Q3 2022

Shares 4,147 Value ($000) $1,045 Avg Close $250.71 Range $208.99 - $279.63

Q2 2022

Shares 4,331 Value ($000) $1,029 Avg Close $253.99 Range $219.96 - $288.99

Q1 2022

Shares 10,076 Value ($000) $3,026 Avg Close $285.60 Range $244.12 - $313.17

Q4 2021

Shares 21,786 Value ($000) $6,572 Avg Close $278.30 Range $246.79 - $294.12

Q3 2021

Shares 27,232 Value ($000) $7,192 Avg Close $245.17 Range $221.11 - $261.92

Q2 2021

Shares 26,690 Value ($000) $6,643 Avg Close $235.22 Range $216.57 - $251.71

Q1 2021

Shares 20,163 Value ($000) $4,687 Avg Close $200.84 Range $172.01 - $220.06

Q4 2020

Shares 28,034 Value ($000) $5,447 Avg Close $165.41 Range $139.95 - $183.54

Q3 2020

Shares 28,100 Value ($000) $4,332 Avg Close $141.40 Range $130.20 - $152.58

Q2 2020

Shares 28,263 Value ($000) $4,240 Avg Close $116.82 Range $80.29 - $150.63

Q1 2020

Shares 22,354 Value ($000) $2,291 Avg Close $133.95 Range $72.55 - $163.98

Q4 2019

Shares 20,759 Value ($000) $3,458 Avg Close $139.45 Range $115.59 - $153.07

Q3 2019

Shares 23,237 Value ($000) $3,419 Avg Close $125.23 Range $108.93 - $135.20

Q4 2018

Shares 31,459 Value ($000) $3,283 Avg Close $109.91 Range $84.00 - $133.51

Q3 2018

Shares 45,043 Value ($000) $6,651 Avg Close $124.45 Range $116.96 - $131.64

Q2 2018

Shares 35,858 Value ($000) $5,016 Avg Close $122.45 Range $111.72 - $131.25

Q1 2018

Shares 263,394 Value ($000) $38,965 Avg Close $139.94 Range $124.35 - $157.38

Q4 2017

Shares 240,558 Value ($000) $40,767 Avg Close $136.87 Range $125.82 - $148.58

Q3 2017

Shares 256,858 Value ($000) $38,147 Avg Close $118.64 Range $108.40 - $127.70

Q2 2017

Shares 274,692 Value ($000) $34,966 Avg Close $107.25 Range $100.60 - $112.60

Q1 2017

Shares 283,227 Value ($000) $36,728 Avg Close $103.84 Range $92.41 - $113.71

Q4 2016

Shares 296,842 Value ($000) $32,933 Avg Close $88.02 Range $71.47 - $99.74

Q3 2016

Shares 282,415 Value ($000) $28,177 Avg Close $80.07 Range $69.82 - $84.36

Q2 2016

Shares 287,256 Value ($000) $25,810 Avg Close $79.19 Range $69.81 - $84.46

Q1 2016

Shares 265,402 Value ($000) $24,950 Avg Close $72.86 Range $61.98 - $85.29

Q4 2015

Shares 255,808 Value ($000) $27,223 Avg Close $90.21 Range $80.93 - $97.28

Q3 2015

Shares 370,321 Value ($000) $40,414 Avg Close $94.67 Range $76.80 - $103.34

Q2 2015

Shares 370,214 Value ($000) $46,250 Avg Close $101.78 Range $96.13 - $104.82

Q1 2015

Shares 338,115 Value ($000) $44,239 Avg Close $104.63 Range $96.23 - $109.99

Q4 2014

Shares 294,255 Value ($000) $38,916 Avg Close $100.04 Range $83.11 - $108.77

Q3 2014

Shares 331,532 Value ($000) $40,905 Avg Close $96.56 Range $91.48 - $101.33

Q2 2014

Shares 305,533 Value ($000) $36,663 Avg Close $87.59 Range $78.78 - $94.40

Q1 2014

Shares 286,990 Value ($000) $31,589 Avg Close $85.26 Range $78.67 - $90.73

Q4 2013

Shares 245,577 Value ($000) $28,254 Avg Close $80.05 Range $69.06 - $89.60

Q3 2013

Shares 244,986 Value ($000) $22,313 Avg Close $68.12 Range $61.83 - $72.99

Q2 2013

Shares 228,377 Value ($000) $18,472 Avg Close $59.57 Range $52.90 - $64.75

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	5,257	$2,578	$473.82	$431.13 - $507.00
Q3 2025	6,962	$3,420	$510.14	$480.74 - $544.82
Q2 2025	11,475	$6,125	$490.23	$392.21 - $530.79
Q1 2025	11,983	$5,801	$518.64	$464.12 - $574.69
Q4 2024	13,064	$6,956	$526.39	$458.76 - $569.70
Q3 2024	27,169	$12,764	$426.54	$379.75 - $464.25
Q2 2024	24,576	$10,499	$418.45	$392.60 - $437.77
Q1 2024	25,615	$11,231	$390.78	$358.83 - $430.67
Q4 2023	22,692	$8,619	$333.50	$297.44 - $373.80
Q3 2023	20,551	$6,775	$330.58	$314.84 - $345.96
Q2 2023	16,915	$5,618	$296.47	$269.13 - $323.39
Q1 2023	15,794	$4,841	$314.59	$264.55 - $343.76
Q4 2022	11,454	$3,566	$291.87	$240.12 - $325.25
Q3 2022	4,147	$1,045	$250.71	$208.99 - $279.63
Q2 2022	4,331	$1,029	$253.99	$219.96 - $288.99
Q1 2022	10,076	$3,026	$285.60	$244.12 - $313.17
Q4 2021	21,786	$6,572	$278.30	$246.79 - $294.12
Q3 2021	27,232	$7,192	$245.17	$221.11 - $261.92
Q2 2021	26,690	$6,643	$235.22	$216.57 - $251.71
Q1 2021	20,163	$4,687	$200.84	$172.01 - $220.06
Q4 2020	28,034	$5,447	$165.41	$139.95 - $183.54
Q3 2020	28,100	$4,332	$141.40	$130.20 - $152.58
Q2 2020	28,263	$4,240	$116.82	$80.29 - $150.63
Q1 2020	22,354	$2,291	$133.95	$72.55 - $163.98
Q4 2019	20,759	$3,458	$139.45	$115.59 - $153.07
Q3 2019	23,237	$3,419	$125.23	$108.93 - $135.20
Q4 2018	31,459	$3,283	$109.91	$84.00 - $133.51
Q3 2018	45,043	$6,651	$124.45	$116.96 - $131.64
Q2 2018	35,858	$5,016	$122.45	$111.72 - $131.25
Q1 2018	263,394	$38,965	$139.94	$124.35 - $157.38
Q4 2017	240,558	$40,767	$136.87	$125.82 - $148.58
Q3 2017	256,858	$38,147	$118.64	$108.40 - $127.70
Q2 2017	274,692	$34,966	$107.25	$100.60 - $112.60
Q1 2017	283,227	$36,728	$103.84	$92.41 - $113.71
Q4 2016	296,842	$32,933	$88.02	$71.47 - $99.74
Q3 2016	282,415	$28,177	$80.07	$69.82 - $84.36
Q2 2016	287,256	$25,810	$79.19	$69.81 - $84.46
Q1 2016	265,402	$24,950	$72.86	$61.98 - $85.29
Q4 2015	255,808	$27,223	$90.21	$80.93 - $97.28
Q3 2015	370,321	$40,414	$94.67	$76.80 - $103.34
Q2 2015	370,214	$46,250	$101.78	$96.13 - $104.82
Q1 2015	338,115	$44,239	$104.63	$96.23 - $109.99
Q4 2014	294,255	$38,916	$100.04	$83.11 - $108.77
Q3 2014	331,532	$40,905	$96.56	$91.48 - $101.33
Q2 2014	305,533	$36,663	$87.59	$78.78 - $94.40
Q1 2014	286,990	$31,589	$85.26	$78.67 - $90.73
Q4 2013	245,577	$28,254	$80.05	$69.06 - $89.60
Q3 2013	244,986	$22,313	$68.12	$61.83 - $72.99
Q2 2013	228,377	$18,472	$59.57	$52.90 - $64.75