AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

Pine River Capital Management L.P.'s Holding History (CIK: 0001288136)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 7,400 Value ($000) $738 Avg Close $80.07 Range $69.82 - $84.36

Q2 2016

Shares 9,600 Value ($000) $863 Avg Close $79.19 Range $69.81 - $84.46

Q1 2016

Shares 22,300 Value ($000) $2,096 Avg Close $72.86 Range $61.98 - $85.29

Q4 2015

Shares 4,700 Value ($000) $500 Avg Close $90.21 Range $80.93 - $97.28

Q2 2015

Shares 4,000 Value ($000) $500 Avg Close $101.78 Range $96.13 - $104.82

Q4 2014

Shares 5,200 Value ($000) $688 Avg Close $100.04 Range $83.11 - $108.77

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	7,400	$738	$80.07	$69.82 - $84.36
Q2 2016	9,600	$863	$79.19	$69.81 - $84.46
Q1 2016	22,300	$2,096	$72.86	$61.98 - $85.29
Q4 2015	4,700	$500	$90.21	$80.93 - $97.28
Q2 2015	4,000	$500	$101.78	$96.13 - $104.82
Q4 2014	5,200	$688	$100.04	$83.11 - $108.77