AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 6,700 Value ($000) $995 Avg Close $118.64 Range $108.40 - $127.70

Q2 2017

Shares 4,300 Value ($000) $547 Avg Close $107.25 Range $100.60 - $112.60

Q1 2017

Shares 4,300 Value ($000) $557 Avg Close $103.84 Range $92.41 - $113.71

Q4 2016

Shares 4,300 Value ($000) $477 Avg Close $88.02 Range $71.47 - $99.74

Q3 2016

Shares 3,000 Value ($000) $299 Avg Close $80.07 Range $69.82 - $84.36

Q2 2016

Shares 3,000 Value ($000) $270 Avg Close $79.19 Range $69.81 - $84.46

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	6,700	$995	$118.64	$108.40 - $127.70
Q2 2017	4,300	$547	$107.25	$100.60 - $112.60
Q1 2017	4,300	$557	$103.84	$92.41 - $113.71
Q4 2016	4,300	$477	$88.02	$71.47 - $99.74
Q3 2016	3,000	$299	$80.07	$69.82 - $84.36
Q2 2016	3,000	$270	$79.19	$69.81 - $84.46