AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

Nicholas Investment Partners, LP's Holding History (CIK: 0001389574)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018

Shares 53,640 Value ($000) $7,936 Avg Close $139.94 Range $124.35 - $157.38

Q4 2017

Shares 61,748 Value ($000) $10,464 Avg Close $136.87 Range $125.82 - $148.58

Q3 2017

Shares 49,366 Value ($000) $7,331 Avg Close $118.64 Range $108.40 - $127.70

Q1 2017

Shares 30,560 Value ($000) $3,963 Avg Close $103.84 Range $92.41 - $113.71

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2018	53,640	$7,936	$139.94	$124.35 - $157.38
Q4 2017	61,748	$10,464	$136.87	$125.82 - $148.58
Q3 2017	49,366	$7,331	$118.64	$108.40 - $127.70
Q1 2017	30,560	$3,963	$103.84	$92.41 - $113.71