AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 31 Value ($000) $4 Avg Close $103.84 Range $92.41 - $113.71
Q4 2016
Shares 31 Value ($000) $3 Avg Close $88.02 Range $71.47 - $99.74