AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 25 Value ($000) $8 Avg Close $330.58 Range $314.84 - $345.96

Q2 2023

Shares 39 Value ($000) $13 Avg Close $296.47 Range $269.13 - $323.39

Q1 2023

Shares 127 Value ($000) $39 Avg Close $314.59 Range $264.55 - $343.76

Q4 2022

Shares 2,277 Value ($000) $709 Avg Close $291.87 Range $240.12 - $325.25

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	25	$8	$330.58	$314.84 - $345.96
Q2 2023	39	$13	$296.47	$269.13 - $323.39
Q1 2023	127	$39	$314.59	$264.55 - $343.76
Q4 2022	2,277	$709	$291.87	$240.12 - $325.25