AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

Nikko Asset Management Americas, Inc.'s Holding History (CIK: 0001480751)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 900 Value ($000) $134 Avg Close $118.64 Range $108.40 - $127.70

Q2 2017

Shares 1,400 Value ($000) $178 Avg Close $107.25 Range $100.60 - $112.60

Q1 2017

Shares 1,400 Value ($000) $182 Avg Close $103.84 Range $92.41 - $113.71

Q4 2016

Shares 3,600 Value ($000) $399 Avg Close $88.02 Range $71.47 - $99.74

Q3 2016

Shares 3,500 Value ($000) $349 Avg Close $80.07 Range $69.82 - $84.36

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	900	$134	$118.64	$108.40 - $127.70
Q2 2017	1,400	$178	$107.25	$100.60 - $112.60
Q1 2017	1,400	$182	$103.84	$92.41 - $113.71
Q4 2016	3,600	$399	$88.02	$71.47 - $99.74
Q3 2016	3,500	$349	$80.07	$69.82 - $84.36