AMERIPRISE FINL INC

Ticker: AMP CUSIP: 03076C106 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022

Shares 60 Value ($000) $18 Avg Close $285.60 Range $244.12 - $313.17

Q4 2021

Shares 60 Value ($000) $18 Avg Close $278.30 Range $246.79 - $294.12

Q3 2021

Shares 60 Value ($000) $16 Avg Close $245.17 Range $221.11 - $261.92

Q2 2021

Shares 60 Value ($000) $15 Avg Close $235.22 Range $216.57 - $251.71

Q1 2021

Shares 60 Value ($000) $14 Avg Close $200.84 Range $172.01 - $220.06

Q4 2020

Shares 60 Value ($000) $12 Avg Close $165.41 Range $139.95 - $183.54

Q3 2020

Shares 60 Value ($000) $9 Avg Close $141.40 Range $130.20 - $152.58

Q2 2020

Shares 60 Value ($000) $9 Avg Close $116.82 Range $80.29 - $150.63

Q1 2020

Shares 60 Value ($000) $6 Avg Close $133.95 Range $72.55 - $163.98

Q4 2019

Shares 60 Value ($000) $10 Avg Close $139.45 Range $115.59 - $153.07

Q3 2019

Shares 60 Value ($000) $9 Avg Close $125.23 Range $108.93 - $135.20

Q2 2019

Shares 60 Value ($000) $9 Avg Close $128.32 Range $114.54 - $136.95

Q1 2019

Shares 60 Value ($000) $8 Avg Close $109.35 Range $90.23 - $120.23

Q4 2018

Shares 60 Value ($000) $6 Avg Close $109.91 Range $84.00 - $133.51

Q3 2018

Shares 60 Value ($000) $9 Avg Close $124.45 Range $116.96 - $131.64

Q2 2018

Shares 60 Value ($000) $8 Avg Close $122.45 Range $111.72 - $131.25

Q1 2018

Shares 60 Value ($000) $9 Avg Close $139.94 Range $124.35 - $157.38

Q4 2017

Shares 60 Value ($000) $10 Avg Close $136.87 Range $125.82 - $148.58

Q3 2017

Shares 60 Value ($000) $9 Avg Close $118.64 Range $108.40 - $127.70

Q2 2017

Shares 60 Value ($000) $8 Avg Close $107.25 Range $100.60 - $112.60

Q2 2015

Shares 87 Value ($000) $11 Avg Close $101.78 Range $96.13 - $104.82

Q1 2015

Shares 87 Value ($000) $11 Avg Close $104.63 Range $96.23 - $109.99

Q4 2014

Shares 87 Value ($000) $12 Avg Close $100.04 Range $83.11 - $108.77

Q3 2014

Shares 87 Value ($000) $11 Avg Close $96.56 Range $91.48 - $101.33

Q2 2014

Shares 87 Value ($000) $10 Avg Close $87.59 Range $78.78 - $94.40

Q1 2014

Shares 87 Value ($000) $10 Avg Close $85.26 Range $78.67 - $90.73

Q4 2013

Shares 87 Value ($000) $10 Avg Close $80.05 Range $69.06 - $89.60

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2022	60	$18	$285.60	$244.12 - $313.17
Q4 2021	60	$18	$278.30	$246.79 - $294.12
Q3 2021	60	$16	$245.17	$221.11 - $261.92
Q2 2021	60	$15	$235.22	$216.57 - $251.71
Q1 2021	60	$14	$200.84	$172.01 - $220.06
Q4 2020	60	$12	$165.41	$139.95 - $183.54
Q3 2020	60	$9	$141.40	$130.20 - $152.58
Q2 2020	60	$9	$116.82	$80.29 - $150.63
Q1 2020	60	$6	$133.95	$72.55 - $163.98
Q4 2019	60	$10	$139.45	$115.59 - $153.07
Q3 2019	60	$9	$125.23	$108.93 - $135.20
Q2 2019	60	$9	$128.32	$114.54 - $136.95
Q1 2019	60	$8	$109.35	$90.23 - $120.23
Q4 2018	60	$6	$109.91	$84.00 - $133.51
Q3 2018	60	$9	$124.45	$116.96 - $131.64
Q2 2018	60	$8	$122.45	$111.72 - $131.25
Q1 2018	60	$9	$139.94	$124.35 - $157.38
Q4 2017	60	$10	$136.87	$125.82 - $148.58
Q3 2017	60	$9	$118.64	$108.40 - $127.70
Q2 2017	60	$8	$107.25	$100.60 - $112.60
Q2 2015	87	$11	$101.78	$96.13 - $104.82
Q1 2015	87	$11	$104.63	$96.23 - $109.99
Q4 2014	87	$12	$100.04	$83.11 - $108.77
Q3 2014	87	$11	$96.56	$91.48 - $101.33
Q2 2014	87	$10	$87.59	$78.78 - $94.40
Q1 2014	87	$10	$85.26	$78.67 - $90.73
Q4 2013	87	$10	$80.05	$69.06 - $89.60