AMERIPRISE FINL INC

CUSIP: 03076c106 Class: COM

Cerity Partners LLC's Holding History (CIK: 0001566475)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 12,170 Value ($000) $2,063 Avg Close — Range —
Q2 2017
Shares 8,730 Value ($000) $1,111 Avg Close — Range —
Q1 2017
Shares 4,001 Value ($000) $519 Avg Close — Range —