ANNALY CAP MGMT INC

CUSIP: 035710409 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 14,027 Value ($000) $140,000 Avg Close — Range —