ANNALY CAP MGMT INC

CUSIP: 035710409 Class: COM

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 12,000 Value ($000) $85 Avg Close — Range —
Q1 2020
Shares 48,133 Value ($000) $244 Avg Close — Range —