ANNALY CAP MGMT INC

CUSIP: 035710409 Class: COM

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 12,577 Value ($000) $157 Avg Close — Range —
Q2 2017
Shares 15,384 Value ($000) $190 Avg Close — Range —
Q1 2017
Shares 15,083 Value ($000) $168 Avg Close — Range —
Q4 2016
Shares 20,205 Value ($000) $208 Avg Close — Range —