ANNALY CAP MGMT INC

CUSIP: 035710409 Class: COM

Brick & Kyle, Associates's Holding History (CIK: 0001632253)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 2,012 Value ($000) $22 Avg Close — Range —
Q4 2016
Shares 2,012 Value ($000) $20 Avg Close — Range —
Q3 2016
Shares 2,012 Value ($000) $21 Avg Close — Range —
Q2 2015
Shares 750 Value ($000) $7 Avg Close — Range —
Q1 2015
Shares 750 Value ($000) $8 Avg Close — Range —
Q4 2014
Shares 750 Value ($000) $8 Avg Close — Range —