ANNALY CAP MGMT INC

CUSIP: 035710409 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 45,000 Value ($000) $295 Avg Close — Range —
Q1 2020
Shares 60,000 Value ($000) $305 Avg Close — Range —