APELLIS PHARMACEUTICALS INC 14

CUSIP: 03753UAA4 Class: CONV

KORNITZER CAPITAL MANAGEMENT INC /KS's Holding History (CIK: 0000898358)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 300,000 Value ($000) $334 Avg Close — Range —
Q1 2020
Shares 300,000 Value ($000) $306 Avg Close — Range —
Q4 2019
Shares 300,000 Value ($000) $309 Avg Close — Range —
Q3 2019
Shares 300,000 Value ($000) $280 Avg Close — Range —