APELLIS PHARMACEUTICALS INC

CUSIP: 03753UAB2 Class: NOTE 3.500% 9/1

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 23,000 Value ($000) $42 Avg Close — Range —
Q1 2021
Shares 23,000 Value ($000) $32 Avg Close — Range —
Q4 2020
Shares 20,000 Value ($000) $34 Avg Close — Range —