APELLIS PHARMACEUTICALS INC

CUSIP: 03753UAB2 Class: NOTE 3.500% 9/1

OPPENHEIMER ASSET MANAGEMENT INC.'s Holding History (CIK: 0001269119)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 41,000 Value ($000) $62 Avg Close — Range —
Q3 2021
Shares 44,000 Value ($000) $54 Avg Close — Range —
Q2 2021
Shares 109,000 Value ($000) $201 Avg Close — Range —
Q1 2021
Shares 85,000 Value ($000) $119 Avg Close — Range —
Q4 2020
Shares 82,000 Value ($000) $138 Avg Close — Range —