APELLIS PHARMACEUTICALS INC

CUSIP: 03753UAB2 Class: NOTE 3.500% 9/1

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 4,000,000 Value ($000) $5,636 Avg Close — Range —
Q4 2020
Shares 16,000,000 Value ($000) $27,004 Avg Close — Range —
Q3 2020
Shares 12,000,000 Value ($000) $12,885 Avg Close — Range —