APOLLO GLOBAL MGMT LLC

CUSIP: 037612306 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 500 Value ($000) $12 Avg Close — Range —
Q2 2014
Shares 86,383 Value ($000) $2,395 Avg Close — Range —