APOLLO COML REAL EST FIN INC

Ticker: ARI CUSIP: 03762U105 Class: REIT

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 750 Value ($000) $13 Avg Close — Range —
Q1 2017
Shares 750 Value ($000) $14 Avg Close — Range —
Q4 2016
Shares 750 Value ($000) $12 Avg Close — Range —
Q3 2015
Shares 500 Value ($000) $7 Avg Close — Range —