APOLLO COML REAL EST FIN INC

CUSIP: 03762UAA3 Class: CONV

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 7,790 Value ($000) $2,861 Avg Close — Range —
Q2 2016
Shares 2,721,000 Value ($000) $2,765 Avg Close — Range —
Q1 2016
Shares 2,732,000 Value ($000) $39 Avg Close — Range —