APOLLO COML REAL EST FIN INC

CUSIP: 03762UAA3 Class: CONV

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 65,000 Value ($000) $71 Avg Close — Range —
Q1 2017
Shares 130,000 Value ($000) $138 Avg Close — Range —
Q4 2016
Shares 130,000 Value ($000) $137 Avg Close — Range —
Q3 2016
Shares 130,000 Value ($000) $133 Avg Close — Range —
Q2 2016
Shares 130,000 Value ($000) $132 Avg Close — Range —
Q1 2016
Shares 162,000 Value ($000) $162 Avg Close — Range —
Q4 2015
Shares 162,000 Value ($000) $162 Avg Close — Range —
Q3 2015
Shares 162,000 Value ($000) $161 Avg Close — Range —
Q2 2015
Shares 162,000 Value ($000) $163 Avg Close — Range —
Q1 2015
Shares 162,000 Value ($000) $163 Avg Close — Range —
Q4 2014
Shares 157,000 Value ($000) $154 Avg Close — Range —
Q3 2014
Shares 127,000 Value ($000) $127 Avg Close — Range —
Q2 2014
Shares 113,000 Value ($000) $119 Avg Close — Range —