APOLLO COML REAL EST FIN INC

CUSIP: 03762UAA3 Class: CONV

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 8,510,000 Value ($000) $8,455 Avg Close — Range —
Q2 2014
Shares 8,510,000 Value ($000) $8,581 Avg Close — Range —
Q1 2014
Shares 609,000 Value ($000) $619 Avg Close — Range —