APOLLO COML REAL EST FIN INC

CUSIP: 03762UAA3 Class: CONV

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 1,000,000 Value ($000) $1,059,000 Avg Close — Range —
Q1 2014
Shares 1,000,000 Value ($000) $1,022,000 Avg Close — Range —