APOLLO COML REAL EST FIN INC

CUSIP: 03762UAB1 Class: NOTE 4.750% 8/2

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 7,000,000 Value ($000) $6,827 Avg Close — Range —
Q4 2018
Shares 7,000,000 Value ($000) $6,554 Avg Close — Range —
Q3 2018
Shares 7,000,000 Value ($000) $6,944 Avg Close — Range —
Q2 2018
Shares 7,000,000 Value ($000) $6,929 Avg Close — Range —
Q1 2018
Shares 5,000,000 Value ($000) $4,992 Avg Close — Range —
Q4 2017
Shares 5,000,000 Value ($000) $5,078 Avg Close — Range —
Q3 2017
Shares 5,000,000 Value ($000) $5,084 Avg Close — Range —