APOLLO COML REAL EST FIN INC

CUSIP: 03762UAB1 Class: NOTE 4.750% 8/2

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 120,000 Value ($000) $82 Avg Close — Range —
Q4 2019
Shares 120,000 Value ($000) $1 Avg Close — Range —
Q3 2019
Shares 120,000 Value ($000) $122 Avg Close — Range —
Q2 2019
Shares 120,000 Value ($000) $120 Avg Close — Range —
Q1 2019
Shares 120,000 Value ($000) $117 Avg Close — Range —
Q4 2018
Shares 120,000 Value ($000) $112 Avg Close — Range —
Q3 2018
Shares 120,000 Value ($000) $119 Avg Close — Range —
Q2 2018
Shares 120,000 Value ($000) $119 Avg Close — Range —
Q1 2018
Shares 120,000 Value ($000) $120 Avg Close — Range —
Q4 2017
Shares 160,000 Value ($000) $162 Avg Close — Range —
Q3 2017
Shares 160,000 Value ($000) $16,270 Avg Close — Range —