APOLLO COML REAL EST FIN INC

CUSIP: 03762UAB1 Class: NOTE 4.750% 8/2

Gradient Investments LLC's Holding History (CIK: 0001542265)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 10,000 Value ($000) $7 Avg Close — Range —
Q4 2019
Shares 10,000 Value ($000) $10 Avg Close — Range —