APOLLO COML REAL ESTATE FIN

CUSIP: 03762UAC9 Class: NOTE 5.375%10/1

WHITEBOX ADVISORS LLC's Holding History (CIK: 0001257391)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 12,048,000 Value ($000) $12,209 Avg Close — Range —
Q3 2019
Shares 13,348,000 Value ($000) $13,650 Avg Close — Range —
Q2 2019
Shares 13,348,000 Value ($000) $13,291 Avg Close — Range —
Q1 2019
Shares 26,023,000 Value ($000) $25,470 Avg Close — Range —
Q4 2018
Shares 29,023,000 Value ($000) $27,798 Avg Close — Range —