APOLLO COML REAL ESTATE FIN

CUSIP: 03762UAC9 Class: NOTE 5.375%10/1

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 100,000 Value ($000) $0 Avg Close — Range —
Q4 2022
Shares 100,000 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 100,000 Value ($000) $97 Avg Close — Range —
Q2 2022
Shares 100,000 Value ($000) $97 Avg Close — Range —
Q1 2022
Shares 100,000 Value ($000) $99 Avg Close — Range —