APOLLO SR FLOATING RATE FD I

CUSIP: 037636107 Class: FUND

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 44,973 Value ($000) $719 Avg Close — Range —
Q2 2018
Shares 44,973 Value ($000) $734 Avg Close — Range —
Q1 2018
Shares 44,973 Value ($000) $757 Avg Close — Range —
Q4 2017
Shares 44,973 Value ($000) $729 Avg Close — Range —
Q3 2017
Shares 44,973 Value ($000) $753 Avg Close — Range —
Q2 2017
Shares 42,018 Value ($000) $709 Avg Close — Range —
Q1 2017
Shares 42,018 Value ($000) $737 Avg Close — Range —
Q4 2016
Shares 49,893 Value ($000) $868 Avg Close — Range —
Q3 2016
Shares 49,893 Value ($000) $845 Avg Close — Range —
Q2 2016
Shares 49,893 Value ($000) $788 Avg Close — Range —
Q1 2016
Shares 48,393 Value ($000) $736 Avg Close — Range —
Q4 2015
Shares 48,393 Value ($000) $733 Avg Close — Range —