APOLLO TACTICAL INCOME FD IN

CUSIP: 037638103 Class: FUND

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,000 Value ($000) $17 Avg Close — Range —
Q2 2014
Shares 1,000 Value ($000) $18 Avg Close — Range —
Q1 2014
Shares 1,000 Value ($000) $18 Avg Close — Range —
Q4 2013
Shares 1,000 Value ($000) $18 Avg Close — Range —