APOLLO TACTICAL INCOME FD IN

CUSIP: 037638103 Class: FUND

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 26,082 Value ($000) $405 Avg Close — Range —
Q2 2018
Shares 26,082 Value ($000) $407 Avg Close — Range —
Q1 2018
Shares 23,833 Value ($000) $374 Avg Close — Range —
Q4 2017
Shares 24,333 Value ($000) $383 Avg Close — Range —
Q3 2017
Shares 24,333 Value ($000) $394 Avg Close — Range —
Q2 2017
Shares 23,648 Value ($000) $385 Avg Close — Range —
Q1 2017
Shares 23,648 Value ($000) $389 Avg Close — Range —
Q4 2016
Shares 34,767 Value ($000) $537 Avg Close — Range —
Q3 2016
Shares 34,649 Value ($000) $536 Avg Close — Range —
Q2 2016
Shares 34,649 Value ($000) $500 Avg Close — Range —
Q1 2016
Shares 34,649 Value ($000) $472 Avg Close — Range —
Q4 2015
Shares 34,649 Value ($000) $482 Avg Close — Range —