APOLLO TACTICAL INCOME FD IN

CUSIP: 037638103 Class: FUND

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 5,000 Value ($000) $90 Avg Close — Range —
Q3 2013
Shares 5,000 Value ($000) $84 Avg Close — Range —
Q2 2013
Shares 5,000 Value ($000) $90 Avg Close — Range —