APPLE INC

Ticker: AAPL CUSIP: 037833100 Class: Common Stock

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 2,100 Value ($000) $232 Avg Close $24.08 Range $21.01 - $26.55

Q3 2014

Shares 4,100 Value ($000) $413 Avg Close $21.63 Range $20.33 - $22.90

Q1 2014

Shares 900 Value ($000) $483 Avg Close $16.58 Range $15.31 - $17.38

Q4 2013

Shares 1,900 Value ($000) $1,062 Avg Close $16.37 Range $14.75 - $17.84

Q2 2013

Shares 1,300 Value ($000) $515 Avg Close $13.16 Range $11.72 - $14.18

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	2,100	$232	$24.08	$21.01 - $26.55
Q3 2014	4,100	$413	$21.63	$20.33 - $22.90
Q1 2014	900	$483	$16.58	$15.31 - $17.38
Q4 2013	1,900	$1,062	$16.37	$14.75 - $17.84
Q2 2013	1,300	$515	$13.16	$11.72 - $14.18