APPLE INC

Ticker: AAPL CUSIP: 037833100 Class: Common Stock

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 27,000 Value ($000) $4,259 Avg Close $46.01 Range $34.85 - $55.30

Q3 2018

Shares 19,900 Value ($000) $4,492 Avg Close $49.27 Range $43.30 - $54.40

Q2 2018

Shares 13,500 Value ($000) $2,499 Avg Close $42.75 Range $37.77 - $45.84

Q1 2018

Shares 14,100 Value ($000) $2,366 Avg Close $40.42 Range $35.33 - $43.15

Q4 2017

Shares 37,500 Value ($000) $6,346 Avg Close $39.08 Range $35.58 - $41.50

Q3 2017

Shares 40,864 Value ($000) $6,298 Avg Close $36.15 Range $33.10 - $38.49

Q2 2017

Shares 44,964 Value ($000) $6,476 Avg Close $34.31 Range $32.42 - $36.41

Q2 2016

Shares 5,331 Value ($000) $510 Avg Close $22.62 Range $20.41 - $25.48

Q1 2016

Shares 62,421 Value ($000) $6,803 Avg Close $22.55 Range $20.83 - $25.03

Q4 2015

Shares 75,022 Value ($000) $7,897 Avg Close $25.73 Range $23.63 - $27.80

Q3 2015

Shares 35,250 Value ($000) $3,888 Avg Close $26.29 Range $20.65 - $29.72

Q2 2015

Shares 13,200 Value ($000) $1,656 Avg Close $28.55 Range $27.40 - $29.94

Q1 2015

Shares 13,100 Value ($000) $1,630 Avg Close $26.84 Range $23.20 - $29.73

Q4 2014

Shares 18,200 Value ($000) $2,009 Avg Close $24.08 Range $21.01 - $26.55

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	27,000	$4,259	$46.01	$34.85 - $55.30
Q3 2018	19,900	$4,492	$49.27	$43.30 - $54.40
Q2 2018	13,500	$2,499	$42.75	$37.77 - $45.84
Q1 2018	14,100	$2,366	$40.42	$35.33 - $43.15
Q4 2017	37,500	$6,346	$39.08	$35.58 - $41.50
Q3 2017	40,864	$6,298	$36.15	$33.10 - $38.49
Q2 2017	44,964	$6,476	$34.31	$32.42 - $36.41
Q2 2016	5,331	$510	$22.62	$20.41 - $25.48
Q1 2016	62,421	$6,803	$22.55	$20.83 - $25.03
Q4 2015	75,022	$7,897	$25.73	$23.63 - $27.80
Q3 2015	35,250	$3,888	$26.29	$20.65 - $29.72
Q2 2015	13,200	$1,656	$28.55	$27.40 - $29.94
Q1 2015	13,100	$1,630	$26.84	$23.20 - $29.73
Q4 2014	18,200	$2,009	$24.08	$21.01 - $26.55