APPLIED GENETIC TECHNOL CORP

CUSIP: 03820J100 Class: COM

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 17,215 Value ($000) $119 Avg Close — Range —
Q4 2016
Shares 11,050 Value ($000) $103 Avg Close — Range —
Q3 2016
Shares 14,065 Value ($000) $138 Avg Close — Range —