APPLIED OPTOELECTRONICS INC

CUSIP: 03823UAD4 Class: NOTE 5.250%12/1

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q2 2025
Shares 2,500,000 Value ($000) $4,377 Avg Close — Range —
Q1 2025
Shares 2,500,000 Value ($000) $2,535 Avg Close — Range —
Q4 2024
Shares 2,500,000 Value ($000) $6,066 Avg Close — Range —