APPLIED OPTOELECTRONICS INC

CUSIP: 03823UAE2 Class: NOTE 2.750% 1/1

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 9,000 Value ($000) $10,434 Avg Close — Range —
Q3 2025
Shares 9,000 Value ($000) $9,018 Avg Close — Range —
Q2 2025
Shares 9,000 Value ($000) $8,400 Avg Close — Range —
Q1 2025
Shares 8,000 Value ($000) $6,349 Avg Close — Range —