APTEVO THERAPEUTICS INC

CUSIP: 03835L108 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 10,958 Value ($000) $26 Avg Close — Range —
Q3 2016
Shares 12,352 Value ($000) $32 Avg Close — Range —