AQUA METALS INC

CUSIP: 03837J101 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 27,900 Value ($000) $85 Avg Close — Range —
Q4 2018
Shares 27,900 Value ($000) $51 Avg Close — Range —
Q3 2018
Shares 5,900 Value ($000) $15 Avg Close — Range —