ARES CAP CORP CVT 5.75 144A 02

CUSIP: 04010LAA1 Class: CONVERT

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 6,000,000 Value ($000) $6,533 Avg Close — Range —
Q4 2013
Shares 18,425,000 Value ($000) $19,841 Avg Close — Range —
Q3 2013
Shares 18,425,000 Value ($000) $19,807 Avg Close — Range —
Q2 2013
Shares 18,425,000 Value ($000) $20,129 Avg Close — Range —