ARES CAP CORP

CUSIP: 04010LAD5 Class: CNV

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 60,000 Value ($000) $64 Avg Close — Range —
Q3 2013
Shares 60,000 Value ($000) $63 Avg Close — Range —