ARES CAP CORP

CUSIP: 04010LAG8 Class: 4.875% 3/15/17

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 4,100 Value ($000) $4 Avg Close — Range —
Q3 2016
Shares 4,000 Value ($000) $4 Avg Close — Range —
Q2 2016
Shares 4,000 Value ($000) $4 Avg Close — Range —
Q1 2016
Shares 4,000 Value ($000) $4 Avg Close — Range —