ARES CAPITAL CORP

CUSIP: 04010LAK9 Class: CONV BND

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 10,020,000 Value ($000) $10,620 Avg Close — Range —
Q1 2014
Shares 10,075,000 Value ($000) $10,724 Avg Close — Range —
Q4 2013
Shares 8,405,000 Value ($000) $8,755 Avg Close — Range —
Q3 2013
Shares 6,671,000 Value ($000) $6,577 Avg Close — Range —