ARES CAP CORP

CUSIP: 04010LAM5 Class: CONV

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 12,000 Value ($000) $12 Avg Close — Range —
Q3 2018
Shares 37,000 Value ($000) $2,516 Avg Close — Range —
Q2 2018
Shares 12,000 Value ($000) $12 Avg Close — Range —
Q4 2015
Shares 240,000 Value ($000) $237 Avg Close — Range —
Q3 2015
Shares 13,430,000 Value ($000) $13,766 Avg Close — Range —
Q2 2015
Shares 13,430,000 Value ($000) $13,673 Avg Close — Range —
Q1 2015
Shares 14,304,000 Value ($000) $14,823 Avg Close — Range —
Q4 2014
Shares 13,414,000 Value ($000) $13,447 Avg Close — Range —
Q3 2014
Shares 9,804,000 Value ($000) $10,085 Avg Close — Range —