ARES CAP CORP

CUSIP: 04010LAM5 Class: CONV

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q3 2018
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q2 2018
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q1 2018
Shares 25,000 Value ($000) $25 Avg Close — Range —
Q4 2017
Shares 25,000 Value ($000) $26 Avg Close — Range —
Q3 2017
Shares 25,000 Value ($000) $26 Avg Close — Range —
Q2 2017
Shares 25,000 Value ($000) $26 Avg Close — Range —
Q1 2017
Shares 25,000 Value ($000) $26 Avg Close — Range —
Q4 2016
Shares 25,000 Value ($000) $26 Avg Close — Range —
Q3 2016
Shares 25,000 Value ($000) $26 Avg Close — Range —