ARES DYNAMIC CR ALLOCATION F

CUSIP: 04014F102 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 2,205 Value ($000) $38 Avg Close — Range —
Q2 2014
Shares 2,205 Value ($000) $40 Avg Close — Range —
Q1 2014
Shares 6,650 Value ($000) $120 Avg Close — Range —