ARES DYNAMIC CR ALLOCATION F

CUSIP: 04014F102 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 14,489 Value ($000) $225 Avg Close — Range —
Q2 2018
Shares 14,489 Value ($000) $233 Avg Close — Range —
Q1 2018
Shares 14,489 Value ($000) $235 Avg Close — Range —
Q4 2017
Shares 14,489 Value ($000) $238 Avg Close — Range —
Q3 2017
Shares 13,989 Value ($000) $229 Avg Close — Range —
Q2 2017
Shares 13,989 Value ($000) $229 Avg Close — Range —
Q1 2017
Shares 13,989 Value ($000) $224 Avg Close — Range —
Q4 2016
Shares 15,661 Value ($000) $236 Avg Close — Range —
Q3 2016
Shares 15,960 Value ($000) $237 Avg Close — Range —
Q2 2016
Shares 15,960 Value ($000) $219 Avg Close — Range —
Q1 2016
Shares 15,960 Value ($000) $214 Avg Close — Range —
Q4 2015
Shares 15,960 Value ($000) $213 Avg Close — Range —