ARGOS THERAPEUTICS INC

CUSIP: 040221103 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 22,704 Value ($000) $228 Avg Close — Range —
Q2 2014
Shares 33,286 Value ($000) $267 Avg Close — Range —
Q1 2014
Shares 56,837 Value ($000) $568 Avg Close — Range —