ASCENT SOLAR TECHNOLOGIES IN

CUSIP: 043635101 Class: CMN

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 32,085 Value ($000) $20 Avg Close — Range —
Q4 2013
Shares 32,084 Value ($000) $23 Avg Close — Range —
Q3 2013
Shares 32,084 Value ($000) $28 Avg Close — Range —
Q2 2013
Shares 32,084 Value ($000) $25 Avg Close — Range —